CONNECT

Address:

2 Prudential Plaza 180 N. Stetson Ave. Ste. 3500
Chicago, IL 60601

Phone:

312.240.1966

Fax/Other:

312.240.0799

IMPORTANT INFORMATION TO PROTECT YOURSELF.

Beware of any investment that offers the following:

  • High investment returns with little or no risk: Every investment carries some degree of risk, and investments yielding higher returns typically involve more risk. Be extremely suspicious of any “guaranteed” investment opportunity.
  • Overly consistent returns: Investment returns tend to go up and down over time, especially instruments seeking to always beat the market. Be suspect of an investment that continues to generate regular, positive returns regardless of overall market conditions.
  • Secretive and/or complex strategies: Avoid investments you don’t understand or for which you can’t get complete information.
  • Issues with paperwork: Ignore excuses regarding why you can’t review information about an investment in writing, and always read an investment’s prospectus or disclosure statement carefully before you invest. Also, account statement errors may be a sign that funds aren’t being invested as promised.
  • Difficulty receiving payments: Be suspicious if you don’t receive a payment or have difficulty cashing out your investment. Keep in mind that Ponzi scheme promoters sometimes encourage participants to “roll over” promised payments by offering even higher investment returns.
Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck